- Ensuring all trades are processed as per SOP adhering to the cut-offs.
- Ensuring all trades are settled within the stipulated cut-offs.
- Good Knowledge for Trade settlement activities related to Bonds, Equities & Mutual fund processing.
- Ensuring all MI reports for Business, Quality and Sales Governance are compiled within the agreed TAT
- Periodically assist in the training of the new staff in the team
- Assist in revision of SOPs for all related processes.
- Promptly revert to customer and RM queries
- Ensuring ONR MI is sent on a daily basis and ageing items are escalated.
- Ensuring all reconciliations are completed on time and exceptions are identified and resolve the securities and cash breaks on timely manner
Responsibilities
- Processing transactions accurately and timely
- Exception Identification
- Training & Testing
- Recommending additions and modifications to Process/Policy/SOP
- Recommending improvements in operational procedures and risk areas from time to time
Qualifications
Graduate with 3-4 years of work experience in Securities Operations especially in end-to-end trade settlement process- Equity, Bonds & Mutual Funds.
Excellent analytical skill
Sound interpersonal skills
Good PC skills, with advanced proficiency in MS Excel.
Ability to problem solving and work independently.
Should be customer focused and achievement oriented